Brokerage and trading floor fraud and abuse

by sabitha 2010-12-01 12:48:33

Brokerage and trading floor fraud and abuse

There are (or used to be) few safeguards to protect an individual trader against fraud and abuse in the options trading system. It's a jungle out there, and you're not a very big animal. Regulatory oversight of the financial markets has never been very good. If you read the news, you know that all too well.

Consider this in light of Section 6b above: "Poor executions are frequent in options".

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